Analysis and Legal Standard to Support Claim of Incitement of Violence & Insurrection

Did statements by President Trump calling on his supporters to march to the Capitol violate federal laws against incitement to violence, rioting, or advocating overthrow of the government? 

Whether this question is answered in the affirmative or negative, the actions that occurred inside the Capitol building were egregious and completely inconsistent with the rule of law. As was stated by General Mark Miley and the entire Joint Chiefs of Staff, “the rights of freedom of speech and assembly do not give anyone the right to resort to violence, sedition, and insurrection." The participants must be held accountable and prosecuted to the fullest extent of the law.


Below is a basic, general analysis of the law as it pertains to inciting a riot [insurrection]. It is not intended to support any position. This topic is complicated and there are many issues that could affect the outcome. These issues are beyond the scope of this analysis.        

 

What were the statements made by President Trump during his speech and rally on January 6, 2021 that were alleged to gave rise to the violation of law?

 

The full transcript of President Trump’s speech is available online. https://www.rev.com/blog/transcripts/donald-trump-speech-save-america-rally-transcript-january-6

 

Some examples of his statements include that the “election victory stolen by emboldened radical left Democrats, which is what they’re doing and stolen by the fake news media.” He added, “That’s what they’ve done and what they’re doing. We will never give up. We will never concede, it doesn’t happen. You don’t concede when there’s theft involved.”

 

President Trump also criticized the news media several times stating “our media is not free. It’s not fair,” he said. “It suppresses thought. It suppresses speech, and it’s become the enemy of the people. It’s become the enemy of the people. It’s the biggest problem we have in this country. No third world countries would even attempt to do what we caught them doing and you’ll hear about that in just a few minutes.” Later, President Trump added, “No, we have a corrupt media. They’ve gone silent. They’ve gone dead.”

 

In his speech, President Trump also included calls to action geared towards his supporters. At one point, he said, “We’re going to have to fight much harder and Mike Pence is going to have to come through for us. If he doesn’t, that will be a sad day for our country because you’re sworn to uphold our constitution. Now it is up to Congress to confront this egregious assault on our democracy. After this, we’re going to walk down and I’ll be there with you. We’re going to walk down. We’re going to walk down any one you want, but I think right here. We’re going walk down to the Capitol, and we’re going to cheer on our brave senators, and congressmen and women. We’re probably not going to be cheering so much for some of them because you’ll never take back our country with weakness. You have to show strength, and you have to be strong.”

 

At the end of his speech, President Trump told those at the rally, “[W]e’re going to, we’re going to walk down Pennsylvania Avenue, I love Pennsylvania Avenue, and we’re going to the Capitol and we’re going to try and give” before trailing off and stating, “The Democrats are hopeless.” President Trump repeated, “So let’s walk down Pennsylvania Avenue. I want to thank you all.”


The chaos in the U.S. Capitol unfolded after President Trump spent weeks alleging fraud in the Nov. 3 election, culminating in a call to march to the building. 

 

Does the First Amendment protect Trump on Incitement to Riot [Insurrection} allegations?”

 

Most people will agree the Trump’s speech was imprudent, rash, offensive, and perhaps even repugnant. But did his comments constitute “incitement to imminent lawless action”? 


In addition to his rally speech as referenced above, Trump has made many other statements and taken actions, prior to and post-riot, that could be considered when determining whether he violated incitement of riot statutes. The issue of whether these statements and actions can or will be considered and to what extent, is a relevant and possibly a pivotal one, but it is beyond the scope of this analysis. 


Moreover, some scholars believe that the legal standard explained below does not apply to an impeachment trial of a President who is charged with high crimes and misdemeanors under the Constitution. This issue is likewise beyond the scope of the analysis made herein.      


The law regarding “Incitement to Riot"

 

In Brandenburg v. Ohio, 395 US 444 (1969), the US Supreme Court established the “incitement test,” which includes two steps for speech to fall under this category of unprotected speech.

First, the speech needs to be “directed to inciting or producing imminent lawless action.”

Second, the speech must be “likely to incite or produce such action.”

 

The primary holding of Brandenburg v. Ohio, 395 US 444 (1969) was that speech that supports law-breaking or violence in general is protected by the First Amendment unless it directly encourages people to take an unlawful action immediately.

 

In Brandenburg, a Ku Klux Klan leader in Ohio, Clarence Brandenburg, asked a Cincinnati reporter to cover a KKK rally in Hamilton County for his television station. The resulting footage captured people burning a cross and making speeches while clad in the usual KKK attire of hooded robes. The speeches mentioned taking revenge on African-Americans as well as Jews, potentially by marching on Washington on the Fourth of July. They also criticized the President, the Congress, and the Supreme Court for allegedly colluding with non-whites against whites. Brandenburg’s speech was as follows:

 

"This is an organizers' meeting. We have had quite a few members here today which are—we have hundreds, hundreds of members throughout the State of Ohio. I can quote from a newspaper clipping from the Columbus, Ohio Dispatch, five weeks ago Sunday morning. The Klan has more members in the State of Ohio than does any other organization. We're not a revengent organization, but if our President, our Congress, our Supreme Court, continues to suppress the white, Caucasian race, it's possible that there might have to be some revengeance taken.

"We are marching on Congress July the Fourth, four hundred thousand strong. From there we are dividing into two groups, one group to march on St. Augustine, Florida, the other group to march into Mississippi. Thank you."

 

Once this footage became public, Ohio authorities charged Brandenburg with advocating violence under a criminal syndicalism statute. Brandenburg was convicted and sentenced to one to 10 years in prison, as well as a fine. His conviction was affirmed by a state appellate court.

 

On appeal, the Supreme Court reversed the lower courts stating, “later decisions have fashioned the principle that the constitutional guarantees of free speech and free press do not permit a State to forbid or proscribe advocacy of the use of force or of law violation except where such advocacy is directed to inciting or producing imminent lawless action and is likely to incite or produce such action.  As was stated in Noto v. United States, 367 U. S. 290, 297-298 (1961), "the mere abstract teaching . . . of the moral propriety or even moral necessity for a resort to force and violence, is not the same as preparing a group for violent action and steeling it to such action." See also Herndon v. Lowry, 301 U. S. 242, 259-261 (1937); Bond v. Floyd, 385 U. S. 116, 134 (1966). 

 

Moving beyond the clear and present danger test articulated by Justice Holmes in Schenck v. U.S. (1919), the opinion proposed an imminent lawless action test for political speech that seems to advocate overthrowing the government. It ruled that the government cannot forbid this type of speech unless it is both directed to inciting such action and is likely to actually incite it. By contrast, simply advocating a viewpoint without encouraging people to act on it, or encouraging people to act in a way that they could not be expected to act, would be protected by the First Amendment. 

 

For speech to constitute incitement, it must advocate for illegal action immediately to take place. Hess v. Indiana, 414 US 105 (1973).

 

Hess v. Indiana, 414 U.S. 105 (1973) was a United States Supreme Court case involving the First Amendment that reaffirmed and clarified the imminent lawless action test first articulated in Brandenburg v. Ohio. The case involved an antiwar protest on the campus of Indiana University Bloomington. Between 100 and 150 protesters were in the streets. The sheriff and his deputies then proceeded to clear the streets of the protestors. As the sheriff was passing Gregory Hess, one of the members of the crowd, Hess uttered, "We'll take the fu%king street later" or "We'll take the fu%king street again." Hess was convicted in Indiana state court of disorderly conduct.  The Supreme Court reversed Hess's conviction because the statement, at worst, "amounted to nothing more than advocacy of illegal action at some indefinite future time. This is not sufficient to permit the State to punish Hess' speech."

 

A more recent case that dealt with whether certain facts and circumstances gave rise to “inciting a riot” was Nwanguma v. Trump, 903 F.3d 604 (6th Cir. 2018). In this case, the US Court of Appeals for the Sixth Circuit held that then-Republican presidential candidate Trump did not “incite a riot” when he called for security to remove protestors at a March 2016 rally, which led to an altercation between the protesters and some of Trump’s supporters.” The Sixth Circuit held that the United States has “chosen to protect unrefined, disagreeable, and even hurtful speech to ensure that we do not stifle public debate.”

 

The court added that the case law derived from the Brandenburg test “makes clear . . . that, even if plaintiffs’ allegations could be deemed to make out a plausible claim for incitement to riot under Kentucky law, the First Amendment would not permit prosecution of the claim.. . . [The] speaker’s intent to encourage violence . . . and the tendency of his statement to result in violence . . . are not enough to forfeit First Amendment protection unless the words used specifically advocated the use of violence, whether explicitly or implicitly.”

 

Did President Trump advocate the use of violence?  Were his words directed to cause imminent violence?

 

Legal scholars answer these questions differently. Reviewing the transcript, however, President Trump did not appear to ever explicitly call for violence during his rally and he never used a command like ‘go down there and attack them”. Are his words therefore protected? Some experts will argue that Trump’s words are protected speech and others will argue that they are not. 


There is clearly a difference between heated political rhetoric and actually directing one’s followers to commit violence. Trump undeniably sent them off down the street with his words, but did he send them off to commit violence?

 

The First Amendment of the United States Constitution protects the right to freedom of religion and freedom of expression from government interference. It prohibits any laws that establish a national religion, impede the free exercise of religion, abridge the freedom of speech, infringe upon the freedom of the press, interfere with the right to peaceably assemble, or prohibit citizens from petitioning for a governmental redress of grievances.

 

The central commitment of the First Amendment, as summarized in the opinion of the Court in New York Times Co. v. Sullivan, 376 U. S. 254, 270 (1964), is that "debate on public issues should be uninhibited, robust, and wide-open." The Court in Bond v, Floyd, 385 U.S. 116 (1966), stated, “just as erroneous statements must be protected to give freedom of expression the breathing space it needs to survive, so statements criticizing public policy and the implementation of it must be similarly protected. The State argues that the New York Times principle should not be extended to statements by a legislator because the policy of encouraging free debate about governmental operations only applies to the citizen-critic of his government. We find no support for this distinction in the New York Times case or in any other decision of this Court. The interest of the public in hearing all sides of a public issue is hardly advanced by extending more protection to citizen-critics than to legislators. Legislators have an obligation to take positions on controversial political questions so that their constituents can be fully informed by them, and be better able to assess their qualifications for office; also so they may be represented in governmental debates by the person they have elected to represent them.”

 

Below are excerpts from New York Times v. Sullivan, 376 U.S. 254 (1964).

The general proposition that freedom of expression upon public questions is secured by the First Amendment has long been settled by our decisions. The constitutional safeguard, we have said, "was fashioned to assure unfettered interchange of ideas for the bringing about of political and social changes desired by the people." Roth v. United States, 354 U. S. 476, 484. "The maintenance of the opportunity for free political discussion to the end that government may be responsive to the will of the people and that changes may be obtained by lawful means, an opportunity essential to the security of the Republic, is a fundamental principle of our constitutional system." Stromberg v. California, 283 U. S. 359, 369. "[I]t is a prized American privilege to speak one's mind, although not always with perfect good taste, on all public institutions," Bridges v. California, 314 U. S. 252, 270, and this opportunity is to be afforded for "vigorous advocacy" no less than "abstract discussion." N. A. A. C. P. v. Button, 371 U. S. 415, 429. The First Amendment, said Judge Learned Hand, "presupposes that right conclusions are more likely to be gathered out of a multitude of tongues, than through any kind of authoritative selection. To many this is, and always will be, folly; but we have staked upon it our all." United States v. Associated Press, 52 F. Supp. 362, 372 (D. C. S. D. N. Y. 1943).

 

Mr. Justice Brandeis, in his concurring opinion in Whitney v. California, 274 U. S. 357, 375-376, gave the principle its classic formulation: "Those who won our independence believed . . . that public discussion is a political duty; and that this should be a fundamental principle of the American government. They recognized the risks to which all human institutions are subject. But they knew that order cannot be secured merely through fear of punishment for its infraction; that it is hazardous to discourage thought, hope and imagination; that fear breeds repression; that repression breeds hate; that hate menaces stable government; that the path of safety lies in the opportunity to discuss freely supposed grievances and proposed remedies; and that the fitting remedy for evil counsels is good ones. Believing in the power of reason as applied through public discussion, they eschewed silence coerced by law—the argument of force in its worst form. Recognizing the occasional tyrannies of governing majorities, they amended the Constitution so that free speech and assembly should be guaranteed."

 

There is a profound national commitment to the principle that debate on public issues should be uninhibited, robust, and wide-open, and that it may well include vehement, caustic, and sometimes unpleasantly sharp attacks on government and public officials. See Terminiello v. Chicago, 337 U. S. 1, 4; De Jonge v. Oregon, 299 U. S. 353, 365.

 

Authoritative interpretations of the First Amendment guarantees have consistently refused to recognize an exception for any test of truth—whether administered by judges, juries, or administrative officials—and especially one that puts the burden of proving truth on the speaker. Cf. Speiser v. Randall, 357 U. S. 513, 525-526. The constitutional protection does not turn upon "the truth, popularity, or social utility of the ideas and beliefs which are offered." N. A. A. C. P. v. Button, 371 U. S. 415, 445. As Madison said, "Some degree of abuse is inseparable from the proper use of every thing; and in no instance is this more true than in that of the press." In Cantwell v. Connecticut, 310 U. S. 296, 310, the Court declared:

 

"In the realm of religious faith, and in that of political belief, sharp differences arise. In both fields the tenets of one man may seem the rankest error to his neighbor. To persuade others to his own point of view, the pleader, as we know, at times, resorts to exaggeration, to vilification of men who have been, or are, prominent in church or state, and even to false statement. But the people of this nation have ordained in the light of history, that, in spite of the probability of excesses and abuses, these liberties are, in the long view, essential to enlightened opinion and right conduct on the part of the citizens of a democracy."

 

Objections to electoral vote certifications and allegations of election fraud are not unusual and raising these issues are not in and of themselves improper. Both these issues appear to have been at least a partial impetus to the protests and riot. 


President Trump’s electoral vote certification, held in Congress on Jan. 6, 2017 with then Vice President Joe Biden presiding, was interrupted numerous times by members of Congress. Similar to what occurred this week, during the course of the electoral vote certification in 2017, House Democrats tried to object to electoral votes from multiples states. Objections to the votes needed to be in writing and signed by both a member of the House and a member of the Senate. Every House member who rose to object did so without a senator’s signature. 

1.)Rep. Jim McGovern of Massachusetts rose to object to the certificate from Alabama. “The electors were not lawfully certified, especially given the confirmed and illegal activities engaged by the government of Russia,” McGovern said.

2.)    Rep. Jamie Raskin of Maryland rose to object to 10 of Florida’s 29 electoral votes. “They violated Florida’s prohibition against dual office holders,” Raskin said.

3.)    Washington’s Rep. Pramila Jayapal objected to Georgia’s vote certificate.

4.)    Rep. Barbara Lee of California brought up voting machines and Russian hacking when she objected following the counting of Michigan’s votes. “People are horrified by the overwhelming evidence of Russian interference in our election,” Lee said.

5.)    After New York’s tally was read, Rep. Sheila Jackson Lee of Texas stood up to object. “I object on the massive voter suppression that included –” Jackson Lee began.

6.)    Arizona’s Rep. Raul Grijalva rose to object after North Carolina’s tally. He tried to object on violations of the Voting Rights Act, but Biden shut him down.

7.)    Once he gave up, Jackson Lee tagged him out and tried to object to the votes herself. They cut off her microphone, too.

8.)    Jackson Lee made another appearance minutes later after South Carolina’s certification.

9.)    After Wisconsin’s votes had been read Jackson Lee once again tried to make an objection on the grounds of Russian interference in the election. 

10.) Then entered California Rep. Maxine Waters.  Taking a play from her own book – she objected to the certification of George W. Bush’s 2000 election – Waters admitted that she didn’t have a senator’s signature on her objection. “I wish to ask: Is there one United States senator who will join me in this letter of objection?” Waters asked.

11.) The states were counted, but three protestors started yelling from the visitors’ gallery of the chamber. At least one of them was reciting the Constitution as he was taken away by security. 

The issue of alleged election fraud has been raised by both political parties. As late as October 2020, Hillary Clinton has continued to hold that the 2016 presidential election was not conducted legitimately, saying the details surrounding her loss are still unclear.  “There was a widespread understanding that this election [in 2016] was not on the level.” Clinton said during an interview for the latest episode of The Atlantic’s politics podcast, The Ticket. “We still don’t know what really happened.” “There’s just a lot that I think will be revealed. History will discover.”


Only time will tell whether President Trump will be found to have incited a riot/insurrection. This analysis was written prior to criminal charges or articles of impeachment being filed and therefore the applicability  of the law stated above is subject to change, modification or extension. Accordingly, Trump’s speech could possibly be defensible in court but not in the Senate. 


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